-----------------------------------------------------------------------
APNIC Document identity

 Title:     Policies for IPv4 address space management in the Asia    
            Pacific region
            
 Short title:                     add-manage-policy
 Document ref:                    APNIC-086 
 Version:                         009
 Date of original publication:    21 December 2001  
 Date of this version:            10 February 2010
 Review scheduled:                n/a 
 Obsoletes:                       Previous versions
 Status:                          Obsolete  
 Comments:                        n/a
----------------------------------------------------------------------



Policies for IPv4 address space management in the Asia Pacific region



About this document
-------------------

This document represents current APNIC practices and policies for IPv4
address space.

This document should be read in conjunction with other APNIC documents,
including those dealing with membership and fees.



Table of contents
-----------------

Part 1:    Background, definitions, goals, and environment

        1.      Introduction 
        
        2.      Scope 
        
        3.      Hierarchy of IPv4 address space distribution 
        
        4.      Definitions 
        4.1     Internet Registry (IR) 
        4.1.1   Regional Internet Registry (RIR) 
        4.1.2   National Internet Registry (NIR) 
        4.1.3   Local Internet Registry (LIR) 
        4.2     Internet Exchange Point 
        4.3     Address space 
        4.4     Allocated and Assigned address space 
        4.4.1   Allocated 
        4.4.2   Assigned 
        4.5     Current resources 
        4.6     Historical resources 
        
        5.      Goals of address space management
        5.1     Goals 
        5.1.1   Uniqueness 
        5.1.2   Registration 
        5.1.3   Aggregation 
        5.1.4   Conservation 
        5.1.5   Fairness 
        5.2     Conflict of goals 
        
        6.      Policy environment 
        6.1     Routability 
        6.2     Internet growth rates 
        6.3     Collective responsibility 
        6.4     Impartiality 
        6.5     Varying levels of expertise 
        6.6     Address ownership 
        6.7     Address stockpiling 
        6.8     Evaluations to be based on best practice 
        6.9     Private address space 
        6.10    Minimum practical allocations 
        6.11    Documentation 
        6.12    Confidentiality 


Part 2:    Policies for address space management

        7.      General policy framework 
        7.1     IRs to adopt consistent address space management
                policies

        8       Address requests 
        8.1     Processing of requests dependent on correct
                documentation 
        8.2     Security and confidentiality 
        8.3     Equitable processing of requests 
        8.4     General requirements for allocation requests 
        8.5     Organizations seeking address space from multiple IRs
       
        9.      Address allocation 
        9.1     Address space license 
        9.2     Slow start mechanism 
        9.2.1   Exceptions to slow start 
        9.3     Criteria for initial allocation 
        9.4     Criteria for subsequent allocations 
        9.4.1   No guarantee of contiguous allocations 
        9.5     Prior allocations to be used first 
        9.5.1   Special circumstances - large assignments 
        9.6     Reservations not supported 
        9.7     Address aggregation 
        9.8     Validity of allocations and assignments 
        9.9     Transfer of address space 
        9.10    Distribution of the final /8 worth of space in the
                unallocated APNIC IPv4 address pool 
        9.10.1  Allocations to LIRs 
        9.10.2  Allocations for future uses 
        9.10.3  Transfers of IPv4 between APNIC account holders 
       
        10.     LIR address space management 
        10.1    Assignment window for LIRs 
        10.2    Assignment usage estimates 
        10.3    Sub-allocations by LIRs 
        10.3.1  Effect of sub-allocations on LIR's usage rate 
        10.4    Registration requirements 
        10.4.1  Updating registration details 
        10.4.2  Registering contact persons 
        10.5    Responsibility to maintain in-addr.arpa records 
       
        11.     Assignments and exchanges 
        11.1    Small multihoming assignments 
        11.2    Internet Exchange Points 
        11.3    Critical infrastructure 
        11.4    Renumbering to promote aggregation 

        12.     Closure of LIRs 

        13.     Request evaluation guidelines 
       




Part 1: Background, definitions, goals, and environment

_______________________________________________________________________




1.     Introduction
-------------------

APNIC (the Asia Pacific Network Information Centre) is the Regional
Internet Registry for the Asia Pacific region, responsible for
distributing public Internet address space and related resources in the
region and for coordinating the development and implementation of
policies to manage those resources.

The policies described in this document have been developed by the
Internet community of the Asia Pacific region through a consensus
process facilitated by APNIC. They are to be implemented by APNIC and
by the National Internet Registries and the Local Internet Registries
throughout the region.




2.      Scope
-------------

This document describes policies for the responsible management of
global IPv4 public address space in the Asia Pacific region.
Specifically, this document focuses on the goals, assumptions, and
policies relating to the allocation and assignment of IPv4 address
space.

This document does not describe specific addressing policies related to
IPv6, Multicast, Private Address Space, or Autonomous System numbers.
It should be read in conjunction with other APNIC documents, including
those dealing with membership and fees.




3.      Hierarchy of IPv4 address space distribution
----------------------------------------------------

IPv4 addresses are distributed in accordance with the hierarchical
structure described in RFC2050, represented simply in fig.1.



[Figure 1: Diagram of distribution hierarchy]

                            +--------+
                            |  IANA  |
                            +--------+
                                 |
         +-----------+-----------+-----------+-----------+
         |           |           |           |           |
    +--------+  +--------+  +--------+  +--------+  +--------+
    |  ARIN  |  |RIPE NCC|  |  APNIC |  | LACNIC |  | AfriNIC| 
    +--------+  +--------+  +--------+  +--------+  +--------+
                                 |                  
                  +--------------+-------------+
                  |                            |
              +------+                         |
              |  NIR |                         | National Internet
              +------+                         |    Registries
                  |                            | 
           +------+--+------+                  |
           |         |      |                  | Local Internet 
       +------+      |      |              +------+  Registries
       | LIR  |      |      |              | LIR  | 
       +------+      |      |              +------+ 
           |         |      |                  |
     +-----+         |      |            +-----+-----+
     |     |         |      |            |           |
 +------+  |     +------+   |        +------+        | Internet Service
 | ISP  |  |     | ISP  |   |        | ISP  |        |    Providers
 +------+  |     +------+   |        +------+        |
     |     |         |      |            |           |
  +----+ +----+   +----+  +----+      +----+      +----+  End-users
  | EU | | EU |   | EU |  | EU |      | EU |      | EU |
  +----+ +----+   +----+  +----+      +----+      +----+



In this hierarchy, IANA allocates address space to APNIC,to be
redistributed throughout the Asia Pacific region. APNIC allocates
address space to Internet Registries (IRs) and also delegates to them
the authority to make assignments and allocations. In some cases APNIC
assigns address space to end users. National and Local IRs allocate and
assign address space to their members and customers under the guidance
of APNIC and in accordance with the policies and procedures described
in this document.




4.      Definitions
-------------------

The following terms and definitions are used in this document.


4.1     Internet Registry (IR)

        An Internet Registry (IR) is an organization that is
        responsible for distributing IP address space to its members or
        customers and for registering those distributions. IRs are
        classified according to their primary function and territorial
        scope within the hierarchical structure depicted in fig.1 
        above.

        IRs include:

        * APNIC and other Regional Internet Registries (RIRs)
        * National Internet Registries (NIRs)
        * Local Internet Registries (LIRs), unless the specific context
          of the reference requires otherwise.


4.1.1   Regional Internet Registry (RIR)

        Regional Internet Registries (RIRs) are established under the
        authority of IANA to serve and represent large geographical
        regions. Their primary role is to manage, distribute, and
        register public Internet address space within their respective
        regions. Currently, there are four RIRs: APNIC, RIPE NCC,
        LACNIC, and ARIN, although a small number of additional RIRs
        may be established in the future.


4.1.2   National Internet Registry (NIR)

        A National Internet Registry (NIR) primarily allocates address
        space to its members or constituents, which are generally LIRs
        organized at a national level. NIRs are expected to apply
        their policies and procedures fairly and equitably to all
        members of their constituency.

        The policies in this document apply to NIRs; however, this
        document does not describe the entire roles and
        responsibilities of NIRs with respect to their formal
        relationship with APNIC. Such roles and responsibilities may
        be described in other documents and agreements, subject to
        APNIC Document review procedures.


4.1.3   Local Internet Registry (LIR)

        A Local Internet Registry (LIR) is generally an Internet
        Service Provider (ISP), and may assign address space to its 
        own network infrastructure and to users of its network 
        services. LIR customers may be other "downstream" ISPs, which 
        further assign address space to their own customers.


4.2     Internet Exchange Point

        An Internet Exchange Point (IX or IXP) is a layer 1 and layer 2
        network structure that interconnects three or more Autonomous
        Systems (AS) for the purpose of Internet traffic interchange.


4.3     Address space

        In this document, address space means public IPv4 address
        ranges, excluding multicast addresses and private addresses
        defined by RFC1918.


4.4     Allocated and Assigned address space

        For the purposes of understanding APNIC address space policies, 
        it is important to make a clear distinction between the terms 
        "allocated" and "assigned".


4.4.1   Allocated

        Allocated address space is address space that is distributed to
        IRs or other organizations for the purpose of subsequent
        distribution by them.


4.4.2   Assigned

        Assigned address space is address space that is delegated to an
        ISP or end-user, for specific use within the Internet
        infrastructure they operate. Assignments must only be made for
        specific, documented purposes and may not be sub-assigned.


4.5     Current resources

        Current resources are Internet resources registered by APNIC
        under explicit policies and agreements. Resources include
        public IPv4 and IPv6 addresses, Autonomous System numbers, and
        reverse DNS delegations.


4.6     Historical resources

        Historical resources are Internet resources registered under
        early registry policies without formal agreements and include:

        * Registrations transferred to APNIC as part of the AUNIC to
          APNIC migration
        * Registrations transferred as part of the Early Registration
          Transfer (ERX) project
        * Historical APNIC resources.

For more information on historical resources, see: 

        * Policies for historical Internet resources in the APNIC Whois
          Database
          http://www.apnic.net/policies/historical-resource-policies
          
          


5.      Goals of address space management
-----------------------------------------


5.1     Goals

        The goals described here were formulated by the Internet
        community and reflect the mutual interest of all members of
        that community in ensuring that the Internet is able to
        function and grow to the maximum extent possible.

        It is APNIC's primary duty, as a custodian of a public
        resource, to ensure that these goals are met within the Asia
        Pacific region. APNIC does this by providing guidance and
        leadership in developing and implementing responsible policies
        and practices.

        It is the responsibility of every NIR and LIR to also ensure
        that these goals are met within their respective regions and
        communities.


5.1.1   Uniqueness

        Every assignment and allocation of address space must be
        guaranteed as globally unique. This is an absolute requirement
        for ensuring that every public host on the Internet can be
        uniquely identified.


5.1.2   Registration

        All assignments and allocations made directly by APNIC to its
        members and customers must be registered in a publicly
        accessible database. This is necessary to ensure uniqueness and
        to provide information for Internet troubleshooting at all
        levels. It also reflects the expectation of the Internet
        community that custodians of these public resources should be
        identifiable. Organizations that receive an allocation from
        APNIC can choose whether or not their customer assignment
        registrations should be publicly available. If the organization
        does not indicate a choice, or it chooses to hide its customer
        assignment registrations, then those records will not be
        visible in the public whois database. Whois queries on these
        records will return details of the allocation.


5.1.3   Aggregation

        Wherever possible, address space should be distributed in a
        hierarchical manner, according to the topology of network
        infrastructure. This is necessary to permit the aggregation of
        routing information by ISPs, and to limit the expansion of
        Internet routing tables.


5.1.4   Conservation

        To maximize the lifetime of the available resource, address
        space must be distributed according to actual need and for
        immediate use. Stockpiling address space and maintaining
        reservations are contrary to this goal. Conservation also
        implies efficiency. Therefore, all users of address space
        should adopt techniques such as Variable Length Subnet Masking
        (VLSM) and appropriate technologies that ensure the address
        space is not used wastefully.


5.1.5   Fairness

        All policies and practices relating to the use of address space
        should apply fairly and equitably to all existing and potential
        members of the Internet community, regardless of their
        location, nationality, size, or any other factor.


5.2     Conflict of goals

        The goals of conservation and aggregation often conflict with
        each other. Also, some or all of the goals may occasionally
        conflict with the interests of individual IRs or end-users.
        Therefore, IRs evaluating requests for address space must
        carefully analyse all relevant considerations and try to
        balance the needs of the requestor with the needs of the
        Internet community as a whole.

        This document is intended to help IRs perform their role in
        consistent and equitable ways. IRs must maintain full
        documentation of and transparency within the decision making
        process.




6.      Policy environment
---------------------------

Apart from the goals described in Section 5, other factors influence
the APNIC policy environment. These other factors include the
expectations of the Internet community, current administrative
structures, and technological constraints.

The policy environment may change quickly or in unpredictable ways, so
APNIC, on behalf of its members, must monitor any changes and
communicate any policy implications.

This Section describes the factors in the current operating environment
that have been most important in determining current APNIC policies.



6.1     Routability

        The routability of address space throughout the Internet can
        never be guaranteed by any single organization. To reduce the
        number of globally advertised routes, ISPs may implement route
        filtering policies based on prefix length. As a result, small
        portable assignments are the most likely to suffer routability
        problems. Therefore, APNIC policies encourage those seeking
        address space to request from upstream providers rather than
        from APNIC directly.



6.2     Internet growth rates

        Early strategies for distributing address space did not
        anticipate the rapid growth of the Internet and the scaling
        problems that followed, affecting both the amount of address
        space available and routing. Therefore, APNIC policies take
        account of past experience and seek to manage address space in
        a way that will maximize future scaling of the Internet.



6.3     Collective responsibility

        APNIC shares with its members and their customers a collective
        responsibility to ensure manageable and scalable Internet
        growth and to make decisions consistent with the goals
        described in Section 5. Therefore, APNIC policies and
        procedures are developed by APNIC members and the broader
        Internet community as a whole, in the common interest of those
        communities. In implementing policies, APNIC and its members
        rely on an implicit trust that delegated responsibilities are
        carried out in good faith. Specifically, APNIC must trust that
        the information gathered from members during the request
        process is genuine and accurate.



6.4     Impartiality

        APNIC represents the interests of the Internet community in 
        general and the Internet community of the Asia Pacific region 
        in particular. Therefore, APNIC must apply its policies fairly 
        and equitably, without regard to an organization's size, 
        geographic location, or any other factor.

 
 
6.5     Varying levels of expertise

        Different IRs and end users have varying levels of experience
        and expertise. APNIC policies allow for varying levels of
        assistance and monitoring, appropriate to ensure a consistent
        approach to address space management throughout the AP Internet
        community.



6.6     Address ownership

        The Internet community regards address space as a scarce,
        public resource that should only be distributed according to
        demonstrated need. ISPs and other organizations and individuals
        that use address space are considered "custodians" rather than
        "owners" of the resource. As address space becomes more scarce,
        address space management policies may be adjusted by the
        community.



6.7     Address stockpiling

        Stockpiling addresses is harmful to the goals of conservation
        and fairness. APNIC policies must prevent stockpiling and
        ensure efficient deployment of address space on the basis of
        immediate demonstrated need.



6.8     Evaluations to be based on best practice

        APNIC should ensure that address space holders adopt current
        best practice in management of the resources they use. If
        appropriate technologies exist for improved management of
        address space in particular situations, the community expects
        that those technologies should be used. APNIC consults with its
        members and the broader Internet community to define and
        develop current best practice recommendations relating to
        Internet addressing technologies and techniques.



6.9     Private address space

        The use of private address space may be appropriate for
        addressing networks that are connected to the Internet via a
        firewall, and where there are not technical requirements for
        the use of public address space. In general, private address
        space should be used for networks not connected to the Internet.



6.10    Minimum practical allocations

        Because the goals of aggregation and conservation conflict, it
        is necessary to apply a minimum practical size for address
        space allocations. This minimum allocation size may be reviewed
        from time to time, as technologies and administrative
        conditions evolve. The current minimum practical allocation is
        a /22 (1024 addresses).



6.11    Documentation

        To properly evaluate requests, IRs must carefully examine all
        relevant documentation relating to the networks in question.
        This documentation may include:

        * network engineering plans
        * subnetting plans
        * descriptions of network topology
        * descriptions of network routing plans
        * equipment invoices and purchase orders
        * other relevant documents.

        All documentation should conform to a consistent standard and
        any estimates and predictions that are documented must be
        realistic and justifiable.



6.12    Confidentiality

        The documentation which supports address space requests
        involves information that may be highly confidential to the
        organizations and individuals involved. Therefore, APNIC will
        operate in ways that reflect the trust implicit in its position
        by applying and enforcing procedures that protect the
        confidential information of its members and their customers.






Part 2: Policies for address space management
_______________________________________________________________________ 




7.      General policy framework
--------------------------------



7.1     IRs to adopt consistent address space management policies

        All NIRs and LIRs that receive address space from APNIC (either
        directly or indirectly) must adopt allocation and assignment
        policies that are consistent with the policies described in
        this document.

        NIRs and LIRs must ensure that address space for which they are
        responsible is only allocated or assigned subject to agreements
        consistent with the license provisions of section 9.1.

        Also, NIRs must, wherever possible, apply slow start,
        assignment window, and second opinion policies to their own
        members in a manner consistent with the way APNIC applies such
        policies.




8       Address requests
------------------------


8.1     Processing of requests dependent on correct documentation

        APNIC will only process requests that have been completely and
        properly documented. If the documentation contains errors or
        omissions, APNIC will advise the applicant as soon as possible.
        APNIC may also request the applicant to provide further
        information or clarify relevant issues that are not clear in
        the initial request.

        APNIC will process the request as soon as the errors and
        omissions have been rectified or the additional questions have
        been answered.

        APNIC will make all reasonable efforts to maintain a consistent
        and reliable level of service with respect to processing of
        requests.



8.2     Security and confidentiality

        APNIC will maintain systems and practices that protect the
        confidentiality of all information relating to the commercial
        and infrastructure operations of all members and their
        customers. APNIC will ensure that the employment of all of its
        staff or agents is based upon an explicit condition of
        confidentiality regarding such information.

        APNIC provides for authorisation and verification mechanisms
        within the APNIC Whois Database. It is the responsibility of
        each IR or end-user to apply these mechanisms.



8.3     Equitable processing of requests

        APNIC will deal with all requests strictly in the order in
        which it receives the proper documentation. To provide fair
        treatment for all applicants, APNIC will not in any
        circumstance provide for special treatment or make exceptions
        to the standard order of request processing.

        APNIC will seek to process all requests within a consistent
        time and will maintain a request tracking system for efficient
        request management.



8.4     General requirements for allocation requests

        All requests for address space must be supported by
        documentation describing:

        * the network infrastructure of the organization making the 
          request;
        * any address space currently held by that organization
          (including historical address space);
        * previous assignments made by that organization (including
          assignments made from historical address allocations); and
        * the intended use for the address space requested.

        In addition to this general requirement, more specific
        documentation may also be requested (see Sections 9.2, 9.3, and
        9.4).



8.5     Organizations seeking address space from multiple IRs

        Organizations must obtain their address space from only one IR
        at a time. Organizations requesting address space from any IR
        must declare all the address space they currently hold,
        regardless of the source. organizations making concurrent
        requests to more than one IR must declare the details of all of
        those requests.

        In certain circumstances (for example, where an organization is
        multihomed), strong technical reasons may justify an
        organization receiving address space from more than one source.

        For the purposes of this section, a parent organization and its
        subsidiaries are considered to be a single organization.
        Exceptions may arise in cases where the parts of the
        organization:

        * are separate legal entities;
        * maintain fully independent network infrastructures and are
          routed under different Autonomous System numbers; or
        * or can otherwise demonstrate a justified need to obtain
          address space from more than one IR.




9.      Address allocation
--------------------------


9.1     Address space license

        APNIC will allocate and assign Internet resources on a
        'license' basis, with such licenses to be of specific limited
        duration (normally one year).

        The conditions of all licenses are described in the APNIC
        membership agreements, service agreements, and other relevant
        APNIC documents.

        Licenses to organizations shall be renewable on the following
        conditions:

        * the original basis of the allocation or assignment remains
          valid; and
        * that address space is properly registered at the time of
          renewal.

        When a license is renewed, the new license will be subject to
        address space policies and license conditions effective at the
        time of renewal, provided that a minimum notice period of one
        year is given of any substantial changes to the conditions of
        the current license.

        All substantial changes to license conditions are subject to
        the consensus of APNIC members, in accordance with the APNIC
        Document Review Policies and Procedures.

        Individual licenses shall only be subject to review if the
        relevant IR has reason to believe that the existing license
        terms are no longer being complied with. IRs may implement
        their own procedures for the review of existing licenses as
        they see fit.



9.2    Slow start mechanism

        Subject to Section 9.2.1, APNIC and NIRs apply a slow start
        mechanism to all new LIRs. The slow start is applied to prevent
        allocations of large blocks of address space that may then
        remain substantially unassigned.

        The initial allocation an LIR receives from APNIC will be the
        size of the minimum practical allocation described in Section
        6.10.


9.2.1   Exceptions to slow start

        In exceptional circumstances, an LIR may receive a greater
        initial allocation if it can demonstrate that its immediate
        need for address space exceeds the standard slow start
        allocation.

        The documentation required to justify an exception to the slow
        start may include (but is not limited to):

        * receipts for purchase of equipment,
        * purchase orders, or
        * signed project contracts indicating the immediate network
          requirements to be met by the LIR.


9.3     Criteria for initial allocation

        To be eligible to obtain an initial allocation, an LIR must:

        * have used a /24 from their upstream provider or demonstrate
          an immediate need for a /24;
        * have complied with applicable policies in managing all
          address space previously allocated to it (including 
          historical allocations);
        * demonstrate a detailed plan for use of a /23 within a year; 
          and
        * commit to renumber from previously deployed space into the 
          new address space within one year.


9.4     Criteria for subsequent allocations

        After the initial allocation to an LIR, all subsequent
        allocations will depend on the following:

        * the LIR's verified usage rate (which is the rate at which the
          LIR made assignments and sub-allocations from relevant past
          allocations, including historical allocations) 
        * their documented plans for address space; and
        * their degree of compliance with APNIC policies with respect 
          to relevant past allocations.

        Based on these factors, APNIC and NIRs will allocate enough
        address space to meet the LIR's estimated needs for a period up
        to one year. If APNIC or the NIR make an allocation based on a
        period of less than one year, then they must inform the LIR of
        the length of the period and the reasons for selecting it.
       


9.4.1   No guarantee of contiguous allocations

        APNIC will attempt to make subsequent allocations contiguous
        with previous allocations, but cannot guarantee that this will
        be possible.



9.5     Prior allocations to be used first

        An LIR is not eligible to receive subsequent allocations until
        its current assignments account for at least eighty percent of
        the total address space from all allocations it holds. This is
        referred to as the "eighty percent rule".


9.5.1   Special circumstances - large assignments

        An LIR may request an exception to the eighty percent rule if
        it needs to make a single assignment that is larger than the
        amount of space remaining.



9.6     Reservations not supported
 
        When an LIR wants to assign address space for customers, it 
        must make the assignments from any address space it currently 
        holds.

        When evaluating allocation requests, reserved address space is
        considered to be unassigned.



9.7     Address aggregation

        It is a condition of all allocations, that the allocated
        address space is aggregated by the LIR within a minimum number
        of route announcements (preferably one).

        LIRs must only assign or sub-allocate addresses to customers
        who will be using those addresses in relation to network
        connectivity services provided by the LIR.

        LIRs are expected to enter into agreements with their customers
        specifying that the end-user will hold the addresses only for
        so long as the end-user remains a customer of that LIR. Such
        agreements should also be consistent with the license under
        which the address space is being used by the LIR.



 9.8    Validity of allocations and assignments
 
        An allocation or assignment of address space is valid only
        while the original criteria on which the allocation or
        assignment was based continue to be valid.

        An allocation or assignment becomes invalid if it is:

        * made for a specific purpose that no longer exists; or
        * based on information that is later found to be false or
          incomplete.

        If an allocation or assignment shall become invalid then the 
        address space must be returned to the appropriate IR.



9.9     Transfer of address space

        Subject to the more specific provisions of the APNIC transfer,
        merger, acquisition and takeover policies document APNIC does
        not recognize the sale or unauthorised transfer of address
        space and will consider all such transfers to be invalid. APNIC
        will require organizations holding such transfers to return
        them to the appropriate IR.
                
        For more information on this policy, see APNIC transfer,
        merger, acquisition and takeover policies:
        
            http://www.apnic.net/policy/transfer-policy
    


9.10    Distribution of the final /8 worth of space in the
        unallocated APNIC IPv4 address pool

        When the total remaining space in the unallocated APNIC address
        pool reaches a threshold of a total of one /8, the following
        policies will come into force.


9.10.1  Allocations to LIRs

        Each APNIC account holder will be eligible to request and
        receive a single allocation from the remaining /8 worth of
        space, with the following conditions:

        1. Each allocation will consist of the minimum IPv4 allocation 
           size
        2. The account holder must meet the criteria for receiving an 
           IPv4 allocation specified in one of the following sections 
           of this policy document:
          
             9.3 Criteria for initial allocation
             9.4 Criteria for subsequent allocations

        All APNIC account holders are eligible to receive only one
        allocation from the final /8 worth of address space. This
        applies to both current and future account holders.


9.10.2  Allocations for future uses

        A /16 will be held in reserve for future uses, as yet
        unforeseen.

        If the reserved /16 remains unused by the time the rest of the
        remaining /8 worth of space has been allocated, the /16 will be
        returned to the APNIC pool for distribution under the policy
        described in Section 9.10.1, "Allocations to LIRs".


9.10.3  Transfers of IPv4 between APNIC account holders

        For more information on this policy, see section 3 of APNIC
        transfer, merger, acquisition and takeover policies:
        
            http://www.apnic.net/policy/transfer-policy
        



10.     LIR address space management
------------------------------------

Subject to the following provisions, LIRs may either sub-allocate or
assign address space to their customers.
      
      
10.1    Assignment window for LIRs

        APNIC and NIRs shall apply an assignment window mechanism to
        help LIRs understand and comply with APNIC policies and the
        address management goals.

        The assignment window indicates the maximum number of addresses
        that an LIR may assign or sub-allocate to an end-user without
        first seeking a 'second opinion'. If an LIR wishes to make an
        assignment or sub-allocation that exceeds its assignment
        window, the LIR must first submit a second opinion request.

        LIRs start with an assignment window of zero, meaning all
        proposed assignments and sub-allocations must first be
        approved.

        APNIC or the relevant NIR will regularly assess the proficiency
        of LIR staff in making assignments and sub-allocations and
        seeking second opinions, and will review the size of the
        assignment window accordingly. As the LIR staff become more
        proficient, the size of their assignment window may be raised.

        The maximum assignment window given to any LIR will be a /19
        (8,192 addresses).

        If an LIR's staff appears to become less proficient (for
        example, due to the training of new staff or other relevant
        circumstances) then that LIR's assignment window may be
        temporarily reduced.



10.2    Assignment usage estimates

        Requests for assignments must be supported by usage estimates
        based on immediate and projected future need. These requests
        must be  accompanied by documentation that supports the
        estimates.
 
        The estimates should made for the following periods:

        * immediately;
        * within one year; and
        * within two years.

        APNIC recommends that, as a general guideline, organizations
        should base their assignment requests on the assumption that 25
        percent of the address space will be used immediately and 50
        percent used within one year.

        The end-user must provide documentation that supports its one
        year usage estimate. If it is not possible for the end-user to
        estimate confidently what the two year usage rate will be, then
        APNIC or the NIR may make an allocation that will be sufficient
        for the one year needs only.



10.3    Sub-allocations by LIRs

        LIRs may sub-allocate address space to their downstream
        customers which are operating networks, such as ISPs, subject
        to the following conditions:

        * Sub-allocations are non-portable and must be returned to the
          LIR if the downstream customer ceases to receive connectivity
          from the LIR.
        * Sub-allocations are subject to the LIR's assignment window.
          Requests for sub-allocations which exceed the LIR's 
          assignment window must first be referred to APNIC for second 
          opinion approval.
        * The downstream customer which receives a sub-allocation from 
          an LIR is not permitted to further sub-allocate the address
          space.


10.3.1  Effect of sub-allocations on LIR's usage rate

        For the purposes of evaluating the LIR's usage rate (see
        sections 9.4 and 9.5), sub-allocated address space will be
        considered as "used". However, APNIC will give careful
        consideration to the registration of assignments within the
        allocations, and may request supporting documentation as
        necessary.


10.4    Registration requirements

        IRs are responsible for promptly and accurately registering
        their allocations, sub-allocations, and assignments with APNIC
        as follows:

        * All allocations and sub-allocations must be registered.
        * Assignments for networks greater than /30 must be registered.
        * Assignments for networks of /30 or less may be registered, at
          the discretion of the IR and the network administrator.
        * Assignments to hosts may be registered, at the discretion of
          the IR and the end-user.

        IRs can choose whether or not to designate this information
        'public'. Customer registration details that are not designated
        'public' will not be generally available via the APNIC Whois
        Database. The database record will instead direct specific
        whois enquiries to the IR concerned.


10.4.1  Updating registration details

        IRs must update their registration records when any of the
        registration information changes. This is the responsibility of
        the IR concerned, but may be formally delegated to the end-user
        as a condition of the original assignment.


10.4.2  Registering contact persons

        Administrative and technical contact persons must be
        registered.

        The registered administrative contact ('admin-c') must be
        someone who is physically located at the site of the network,
        subject to the following exceptions:

        * For residential networks or users, the IR's technical contact
          may be registered as admin-c.
        * For networks in exceptional circumstances that make it
          impractical to maintain an on-site administrative contact, an
          off-site person may be registered as the admin-c

        The technical contact ('tech-c') need not be physically located
        at the site of the network, but must be a person who is
        responsible for the day-to-day operation of the network.


10.5    Responsibility to maintain in-addr.arpa records

        LIRs should maintain in-addr.arpa resource records for their
        customers' networks. If a network is not specifically
        associated with an LIR then the in-addra.arpa records should be
        maintained by either the appropriate NIR or APNIC.




11.     Assignments and exchanges
---------------------------------


11.1    Small multihoming assignments

        An organization is eligible to receive a portable assignment
        from APNIC if it:

        * is currently multihomed with provider-based addresses, or
          demonstrates a plan to multihome within one month; and
        * agrees to renumber out of previously assigned address space.

        An organization is considered to be multihomed if its network
        receives full-time connectivity from more than one ISP and has
        one or more routing prefixes announced by at least two of its
        ISPs.

        Organizations requesting a portable assignment under these
        terms must demonstrate that they are able to use 25 percent of
        the requested assignment immediately and 50 percent within one
        year.

        There is no minimum assignment size for portable assignments
        made under these terms.



11.2    Internet Exchange Points

        Internet Exchange Points are eligible to receive a portable
        assignment from APNIC to be used exclusively to connect the IXP
        participant devices to the Exchange Point.

        The minimum assignment made under these terms is /24.

        Global routability of the portable assignment is left to the
        discretion of the IXP and its participants.



11.3    Critical infrastructure

        The following critical infrastructure networks, if operating in
        the Asia Pacific region, are eligible to receive a portable
        assignment:

        * root domain name system (DNS) server;
        * global top level domain (gTLD) nameservers;
        * country code TLD (ccTLDs) nameservers;
        * IANA;
        * Regional Internet Registry (RIRs); and
        * National Internet Registry (NIRs).

        Assignments to critical infrastructure are available only to
        the actual operators of the network infrastructure performing
        such functions. Registrar organizations which do not actually
        host the network housing the registry infrastructure, will not
        be eligible for an assignment under this policy.

        The minimum assignment made under these terms is /24.

        Exchanges made under this policy remain subject to the address
        space license policy.



11.4    Renumbering to promote aggregation

        Organizations holding multiple non-aggregated portable address
        blocks may return them in exchange for a single, aggregated
        range, under what is referred to as the "No questions asked
        policy". This exchange may be requested without the requirement
        to document the efficiency of existing assignments and the
        usage rates.

        Exchanges made under this policy remain subject to the address
        space license policy.




12.     Closure of LIRs
-----------------------

        If an LIR holding APNIC address space ceases to provide
        Internet connectivity services, all of its address space must
        be returned to APNIC. It is the responsibility of the LIR (or
        any liquidator or administrator appointed to wind up the
        member's business) to advise all of its customers that address
        space will be returned to APNIC, and that renumbering into new
        address space will be necessary.

        In the case that a new LIR takes over the business or
        infrastructure of the closed LIR, the existing address space
        may be transferred to the new LIR, however such a transfer is
        subject to reexamination by APNIC and may be treated as a new
        address request process.

        For more on the transfer of resources, see APNIC transfer,
        merger, acquisition and takeover policies:
        
            http://www.apnic.net/policy/transfer-policy
        



13.     Request evaluation guidelines
-------------------------------------

        This document does not provide specific details of request 
        evaluation by APNIC, or of expectations relating to specific 
        technologies. Such details are dependent on technological 
        advances, and may change frequently. Therefore APNIC will 
        publish separate guidelines documents relating to specific 
        technologies or techniques as required.

        Such guidelines may contain any of the following:

        * descriptions of evaluation procedures to be used for certain 
          types of address space requests
        * summaries of the best current practices that organizations
          requesting address space will generally be expected to 
          implement in their network plans; and
        * other information that may assist organizations to request 
          address space.